Financial Services

Compliance Without Complexity.

Financial services live in a world of regulations. Every form, every disclosure, every communication must be precise, compliant, and auditable. Yet customers expect convenience across every channel.

Single-source publishing. Regulatory compliance built in. Paper and digital unified.


The Challenge

Financial documentation has unique requirements:

Regulatory precision. Disclosures must be exact. Versions must be tracked. Changes must be auditable.

Multi-channel delivery. Branch. Mail. Web. Mobile. Customers expect choice.

Data sensitivity. PII everywhere. Encryption mandatory. Access controlled.

Legacy integration. Core banking systems. CRM. Document management. Nothing talks to anything else.

Rapid change. Regulations change. Products change. Forms must keep up without breaking compliance.


How Publish Helps

Regulatory-Compliant Output

Generate documents that meet requirements:

  • PDF/A — Archival-standard documents
  • Accessible formats — ADA compliance for all customers
  • Version control — Know exactly which version was sent when
  • Audit trails — Complete history of every document

Unified Channels

Same document, every channel:

  • Web application online
  • Paper application at the branch
  • PDF sent by email
  • All capture to the same system

Customers choose. You process consistently.


Secure Data Handling

Financial data demands protection:

  • Encryption — In transit and at rest
  • Access control — Role-based, auditable
  • Self-hosted option — Your infrastructure, your control
  • No third-party exposure — Data stays where you put it

Core System Integration

Connect to what you have:

  • Core banking platforms
  • CRM systems
  • Document management
  • Workflow tools

Read data to populate. Write data back. No manual re-entry.


Rapid Updates

Regulations change. Update once, deploy everywhere:

  • Single source of truth
  • Version control built in
  • Staged rollout capability
  • Rollback if needed

No more hunting for outdated forms.


Use Cases

Account Opening

Checking. Savings. Investment accounts.

  • Structured applications with validation
  • Identity verification integration
  • Signature capture (digital or paper)
  • Straight-through processing for clean applications

Loan Applications

Mortgage. Personal. Business. Auto.

  • Complex applications made manageable
  • Document collection integrated
  • Conditional logic for application flow
  • Status tracking for applicants

Disclosures

Truth in Lending. Privacy notices. Fee schedules.

  • Precise regulatory language
  • Version-controlled updates
  • Delivery tracking
  • Acknowledgment capture

Account Servicing

Address changes. Beneficiary updates. Account modifications.

  • Self-service online
  • Paper forms for those who prefer
  • All captured to account records
  • Audit trail maintained

Wealth Management

Investment policy statements. Suitability forms. Client agreements.

  • Complex document assembly
  • Personalized from client data
  • E-signature integration
  • Archival for compliance

What You Get

For Customers

  • Apply through preferred channel
  • Consistent experience everywhere
  • Clear, accessible documents
  • Faster processing

For Branch Staff

  • Same system for paper and digital
  • Pre-populated forms
  • Fewer errors
  • More time for customer service

For Compliance

  • Audit trails for everything
  • Version control built in
  • Regulatory formats automatic
  • Change management simplified

For IT

  • Connects to core systems
  • Standard APIs
  • Self-hosted option
  • Maintainable architecture

The Numbers

Before Publish:

  • 20 minutes to process paper application
  • Multiple form versions in branches
  • Manual tracking of disclosure delivery
  • Compliance gaps in version control

After Publish:

  • Paper processed automatically
  • Single source, all locations
  • Delivery tracked systematically
  • Complete audit trail

Complete the Loop with Spatial

Some financial work involves physical space:

  • Branch planning — Facility design and optimization
  • ATM network — Device placement and management
  • Real estate — Property portfolios as digital twins
  • Data centers — Critical infrastructure visualization

When your needs extend to 3D, Spatial is ready.

Explore Spatial →


Get Started

Financial services that document better. Comply easier. Serve faster.

Contact Us →